Compl AML Core Intmd Analyst - C11 - MUMBAI

The Compliance AML Core Intermediate Analyst is an intermediate level role. Deals with most problems independently and has some latitude to solve complex problems. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Good understanding of how the team and area integrate with others in accomplishing the objectives of the subfunction/ job family. Applies analytical thinking and knowledge of data analysis tools and methodologies. Requires attention to detail when making judgments and recommendations based on the analysis of factual information. Typically deals with variable issues with potentially broader business impact. Applies professional judgment when interpreting data and results. Breaks down information in a systematic and communicable manner. Developed communication and diplomacy skills are required in order to exchange potentially complex/sensitive information. Moderate but direct impact through close contact with the businesses' core activities. Quality and timeliness of service provided will affect the effectiveness of own team and other closely related teams.

Responsibilities:

• Enhance and implement of best -in-class AML Compliance policies and practices.
• Provide expert advice on AML Compliance policies to the AML/Financial Crime Support teams and the business.
• Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements
• Identify and escalate unusual activity or cases that fail to meet Citi and line of business guidelines to appropriate management or business partners. Advise management on next steps.
• Create, develop and deliver relevant training to business and functional partners.
• Additional duties as assigned
• Has the ability to operate with a limited level of direct supervision.
• Can exercise independence of judgement and autonomy.
• Acts as SME to senior stakeholders and /or other team members.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 5+ years of relevant experience
• AML certification preferred

Education:

• Bachelor’s/University degree or equivalent experience

• Provide support in managing   Regulatory Change and Inventory Management (RCIM) for AML unit. Ensuring that all the applicable system requirements including inventory, mapping, overdue etc are timely implemented, escalated, and tracked for completion.
• Perform Manager’s Control Assessment (MCA) testing of AML ARCM and ensure timely completion.
• Provide support to ensure that Regulatory Transaction Reporting (RTR) filings and related reporting requirements are duly complied with.
• Provide support in managing Regulatory exams / Adhoc regulatory requests /Internal Audit/Compliance Testing Reviews and tracking execution of corrective action plans. Communicate with internal and external stakeholders for regulatory submission and compliance.
• Ensure timely updation of relevant AML Program and other AML related procedures through end-to-end coordination with concerned stakeholders.
• Ensure timely and periodic updates for Country AMLCO Calls and for other relevant Governance forums including BRCC, CCC etc.
• Perform In-Business Monitoring Reviews (IBMR) and ensuring periodic updates to IBMR procedures as applicable.
• Update Country AML Trainings Plan and AML Trainings Deck.
• Perform internal review and reporting of Enterprise-Wide AML Risk Assessment (EWARA) including timely socialization with the concerned stakeholders.
• Ensure Issue management for AML India through timely tracking, reporting and closure of open issues.
• Managing adhoc and other projects as may be required which includes automation for various reporting requirements.

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